2017 Financial Institutions Conference: Regulatory Compliance Focus: BSA/AML & Fair Lending (ODFIC1)


Credit:1.2 CPE Credit(s)
Instructors: Sherrie A. Krowczyk-Mendoza, CPA, CFSA, CFIRS, CRP Kristen Stanchak, CRCM
Subject:Accounting, Auditing
Course Level:Update
Registration:$39 WICPA Members, $49 Nonmembers


This session will focus on the Bank Secrecy Act (BSA)/Anti-Money Laundering (AML) laws and fair lending concerns in today's operating environment. Find out what the importance of executive management, board of directors and audit committee's role is in managing and monitoring risks associated with BSA/AML laws and fair lending. Additionally, this session will discuss fair lending in today's operating environment. A review of the Consumer Financial Protection Bureau's (CFPB) fair lending priorities for 2017, which include redlining, mortgage and student loan servicing, and small business lending. Attend this session to receive an overview of techniques to ensure fair lending compliance in your financial institution.