Audits of 401(k) Plans
Joann Noe Cross,
Professor of Accounting,
University of Wisconsin-Oshkosh
Since 401(k) plans make a popular option for employee benefit plans, auditors of employee benefit plans must have the proper skills to audit them effectively. You will work through how to audit a 401(k) plan and prepare financial statements that satisfy ERISA and SEC requirements. You will tap into ways to plan and conduct 401(k) audits more efficiently and effectively and understand the differences between 401(k) audits and other employee benefit plan audits.
Learn how to recognize the requirements for 401(k) audits, distinguish between audits of other types of employee benefit plans and 401(k) audits and identify efficient and effective ways to plan and conduct 401(k) audits.