SEC proposals address risk management for clearinghouses

May 23, 2023

The SEC has proposed rule amendments and a new rule that would require clearinghouses to enhance their risk management and recovery planning.

The amendments would require that a covered clearing agency have policies and procedures to establish a risk-based margin system that monitors intraday exposure on an ongoing basis.

The proposed new rule builds upon the existing requirement that a covered clearing agency have a recovery and wind-down plan. Learn more.  

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