401(k) Audit Basics, Part III - Distribution Testing, Investments & Audit Wrap-up

May 14, 2026 12:00pm - 2:00pm

(Check-In 12:00pm )

Online

2.00 Credits

Member Price $125.00

Non-Member Price $149.00

Overview

Distribution testing, investments and audit wrap-up

Employee benefit plan audits are quite different from corporate audits and require an understanding of the unique audit areas specific to plans.

Part 3 of the 401(k) audit basics series addresses distribution testing, investments and audit wrap-up, including:

The various types of plan distributions and benefit payments

Types of plan investments and the related disclosures

ERISA Section 103(a)(3)(C) and non-Section 103(a)(3)(C) audits and the common issues and errors typically seen in these areas

Wrapping up the audit

Common issues and errors seen in these areas